Inspections & Examinations Manager at Nigerian Exchange Group (NGX Group)

NGX Regulation Limited (NGX RegCo) is a subsidiary of Nigerian Exchange Group Plc. (NGX Group Plc.) and a Self-Regulatory Organisation (SRO) registered by the Securities and Exchange Commission (SEC) to provide regulatory services in the Nigerian capital market.

We are recruiting to fill the position below:

Job Title: Inspections & Examinations Manager

Location: Lagos

Job Summary

  • NGX Regulations Limited requires a consummate Capital Market regulatory professional with a strong personality, excellent communication and people management skills.
  • The individual will be required to have a thorough understanding of Nigerian Capital Market rules and regulations, broad inspections and examinations or Audit experience, as well as a strong analytical background, including stellar academic credentials.


  • Conduct on-site and off-site inspections, risk-based examinations of Trading License Holders in line with Risk Based Supervision framework of NGX Regulation Limited.
  • Prepare all reports (Inspections and ad hoc reports) and publications for use internally and externally within stipulated timelines as assigned by Team Lead.
  • Conduct pre- trade inspections of newly licensed firms to confirm all requirements are met before clearance to commence trading can be granted.
  • Conduct pre-branch opening inspections to ensure branch offices of Trading License Holders meet standards set by NGX Regulation.
  • Conduct targeted examinations on Dealing Members based on Market Intelligence. reports Develop pre-examination parameters before commencement of annual examination cycles.
  • Draft supervision priorities, inspection plan and shortlist firms for examinations.

Person Specification & Required Qualification(s)

  • University Degree in Finance, Economics, Accounting, Banking and Finance, Law or related fields.
  • MBA or professional qualifications in Finance are an added advantage.
  • Minimum of 5 years’ post NYSC work experience in any of the Big 4 Audit firm, as a Financial Sector Regulator, Auditor or as a CBN certified Bank Examiner.
  • Sound knowledge of IFRS, securities laws, rules and regulations, Corporate Governance codes/principles etc.
  • Must be able to build strong partnerships and relate with a wide variety of stakeholders including senior management.

Deadline: 22nd March, 2023.

Method of Application
Interested and qualified candidates should send their updated Resume to: using “NGX REGCO Recruitment – Inspections & Examinations Manager” as the subject of the email.

Note: We would be delighted to have further discussions with you.


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